SFC Licences of WAN Lai Sze 溫麗斯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
iBest Consultants Limited | RE | 4 | 10 August 2009 | 19 November 2011 |
iBest Consultants Limited | RE | 1 | 29 May 2009 | 19 November 2011 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 29 February 2008 | 08 May 2009 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 29 February 2008 | 08 May 2009 |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 4 | 30 May 2006 | 11 January 2008 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 12 September 2005 | 13 February 2006 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 19 November 2004 | 11 April 2005 |