SFC Licences of LUK Wai Kei, Vicky 陸衛琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 30 March 2021 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 30 March 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 February 2009 | 03 October 2010 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 19 December 2007 | 03 October 2010 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 19 December 2007 | 03 October 2010 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 19 April 2006 | 03 October 2010 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 03 November 2004 | 19 April 2006 |