SFC Licences of CHOW Chi Wing, Simon 鄒至榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lego Securities Limited 力高證券有限公司 RE 1 09 July 2018 09 January 2023
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 05 December 2016 19 June 2018
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 18 November 2016 22 November 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 24 October 2016 22 November 2016
Mango Financial Limited 芒果金融有限公司 RE 1 12 November 2014 19 October 2016
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 27 April 2012 14 October 2014
Kingston Securities Limited 金利豐證券有限公司 RE 1 24 August 2010 18 April 2012
Kingston Futures Limited 金利豐期貨有限公司 RE 2 24 August 2010 18 April 2012
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 01 November 2006 09 January 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 02 November 2004 06 January 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 04 October 2004 01 November 2004