SFC Licences of ZHENG Xiaofeng 鄭小峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 09 April 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 30 October 2018 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 03 October 2016 | 25 June 2017 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 24 August 2015 | 19 May 2016 |
C F C Securities Limited | RE | 1 | 23 November 2004 | 11 May 2005 |