SFC Licences of CHAN Kum Kong

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 9 14 June 2006 06 September 2012
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 4 16 May 2006 06 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 04 October 2004 29 October 2005