SFC Licences of TANG Wai Hung 鄧惠雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 27 December 2012 | 24 January 2014 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 08 March 2011 | 01 December 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 March 2011 | 01 December 2011 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 13 November 2006 | 30 September 2010 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 06 December 2004 | 24 August 2005 |