SFC Licences of JIN Rong 金融
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 20 June 2006 | 06 July 2010 |
Merrill Lynch Far East Limited | RE | 4 | 20 June 2006 | 06 July 2010 |
Merrill Lynch Far East Limited | RE | 1 | 20 June 2006 | 06 July 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 20 June 2006 | 06 July 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 June 2006 | 06 July 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 June 2006 | 06 July 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 October 2004 | 26 May 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 06 October 2004 | 26 May 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 October 2004 | 26 May 2006 |