SFC Licences of YI Un Ho
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 November 2007 | 10 October 2009 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 16 November 2007 | 10 October 2009 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 18 August 2005 | 26 March 2007 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 03 March 2005 | 26 March 2007 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 04 October 2004 | 26 March 2007 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 October 2004 | 26 March 2007 |