SFC Licences of XU Ping 徐萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aksia Hong Kong Limited 亞斯雅香港有限公司 | RO | 4 | 06 August 2012 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 September 2010 | 27 October 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 14 October 2009 | 14 September 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 05 October 2004 | 29 September 2008 |