SFC Licences of TAO Wei Vivian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 25 March 2019 | |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 5 | 25 March 2019 | |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 18 February 2019 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 17 August 2011 | 12 October 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 01 April 2010 | 20 May 2011 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 03 February 2005 | 20 May 2011 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 11 November 2004 | 03 February 2005 |