SFC Licences of CHAN Sze Wing 陳思泳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 9 | 30 May 2022 | |
Valuable Capital Limited 華盛資本証券有限公司 | RO | 2 | 28 October 2021 | |
Valuable Capital Limited 華盛資本証券有限公司 | RO | 1 | 28 October 2021 | |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 24 May 2021 | 28 October 2021 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 24 May 2021 | 28 October 2021 |
South China Commodities Limited 南華期貨有限公司 | RO | 2 | 16 October 2017 | 14 April 2021 |
South China Forex Limited 南華外匯有限公司 | RO | 3 | 13 July 2017 | 14 April 2021 |
South China Securities Limited 南華證券投資有限公司 | RO | 1 | 02 March 2017 | 14 April 2021 |
South China Forex Limited 南華外匯有限公司 | RE | 3 | 23 June 2010 | 13 July 2017 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 21 January 2005 | 16 October 2017 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 02 October 2004 | 02 March 2017 |