SFC Licences of LAU Kit Ling 劉潔玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 22 December 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 19 November 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 19 October 2021 | 22 December 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 October 2021 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 13 January 2021 | 24 September 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 January 2021 | 24 September 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 04 September 2017 | 24 September 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 07 October 2010 | 04 September 2017 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 09 April 2009 | 03 September 2010 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 09 April 2009 | 03 September 2010 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 1 | 22 November 2007 | 01 April 2009 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 18 October 2007 | 01 April 2009 |
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 | RE | 6 | 18 October 2007 | 30 September 2008 |
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 6 | 20 October 2004 | 30 September 2007 |