SFC Licences of LAU Kit Ling 劉潔玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 22 December 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 19 November 2021
CLSA Limited 中信里昂證券有限公司
RE 1 19 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 19 October 2021 22 December 2021
BOCI Securities Limited 中銀國際證券有限公司
BOCI Asia Limited 中銀國際亞洲有限公司
RE 1 13 January 2021 24 September 2021
BOCI Asia Limited 中銀國際亞洲有限公司
RO 6 04 September 2017 24 September 2021
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 07 October 2010 04 September 2017
ICBC International Capital Limited 工銀國際融資有限公司
RE 1, 6 09 April 2009 03 September 2010
ICEA Capital Limited 工商東亞融資有限公司
RE 1 22 November 2007 01 April 2009
ICEA Capital Limited 工商東亞融資有限公司
RE 6 18 October 2007 01 April 2009
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司
RE 6 18 October 2007 30 September 2008
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司
RE 6 20 October 2004 30 September 2007