SFC Licences of LAU Kit Ling 劉潔玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 6 | 22 December 2021 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 19 November 2021 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 19 October 2021 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 19 October 2021 | 22 December 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 1 | 13 January 2021 | 24 September 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | 6 | 04 September 2017 | 24 September 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 6 | 07 October 2010 | 04 September 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RE | 1, 6 | 09 April 2009 | 03 September 2010 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RE | 1 | 22 November 2007 | 01 April 2009 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RE | 6 | 18 October 2007 | 01 April 2009 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RE | 6 | 18 October 2007 | 30 September 2008 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
RE | 6 | 20 October 2004 | 30 September 2007 |