SFC Licences of FERREIRA DA COSTA Jacinto Alberto
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 14 September 2018 | |
UBS Securities Hong Kong Limited | RE | 1 | 14 September 2018 | |
UBS Securities Asia Limited | RE | 2 | 14 September 2018 | |
UBS Securities Asia Limited | RE | 1 | 14 September 2018 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 28 November 2007 | 17 May 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 28 November 2007 | 17 May 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 March 2006 | 17 May 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 11 October 2004 | 17 June 2005 |