SFC Licences of SWAN Andrew Warren

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	9	03 October 2023
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	4	03 October 2023
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	1	03 October 2023
GLG Partners Hong Kong Limited	RE	9	27 July 2020	02 October 2023
GLG Partners Hong Kong Limited	RE	4	27 July 2020	02 October 2023
GLG Partners Hong Kong Limited	RE	1	27 July 2020	02 October 2023
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RO	9	31 July 2012	02 April 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RO	4	31 July 2012	02 April 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RO	1	31 July 2012	02 April 2020
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	9	04 January 2012	31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	4	04 January 2012	31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	1	04 January 2012	31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	15 August 2011	04 January 2012
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	15 August 2011	04 January 2012
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	15 August 2011	04 January 2012
JF International Management Inc.	RE	9	01 November 2004	20 May 2011
JF International Management Inc.	RE	4	01 November 2004	20 May 2011
JPMorgan Asset Management (Asia Pacific) Limited	RE	9	01 November 2004	20 May 2011
JPMorgan Asset Management (Asia Pacific) Limited	RE	5	01 November 2004	20 May 2011
JPMorgan Asset Management (Asia Pacific) Limited	RE	4	01 November 2004	20 May 2011