SFC Licences of LIN Ying-Hua 林盈華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 10 April 2017 | 24 April 2017 |
Open Securities Limited 開盤證券有限公司 | RE | 4 | 09 November 2009 | 01 September 2010 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 09 October 2009 | 01 September 2010 |
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 1 | 18 November 2005 | 17 September 2009 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 18 October 2004 | 03 August 2005 |