SFC Licences of CHUA Siong Khim 蔡尚琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 07 June 2021 | |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 07 June 2021 | |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 27 July 2012 | 31 May 2021 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 27 July 2012 | 31 May 2021 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 25 June 2008 | 22 June 2012 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 25 June 2008 | 22 June 2012 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 9 | 07 September 2005 | 31 May 2008 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 4 | 07 September 2005 | 31 May 2008 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 9 | 27 May 2005 | 30 June 2005 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 4 | 08 October 2004 | 30 June 2005 |