SFC Licences of JU Yansu Christie 居燕蘇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 27 September 2021 | 30 April 2022 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 27 September 2021 | 30 April 2022 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 27 September 2021 | 30 April 2022 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 | RE | 9 | 30 September 2016 | 15 January 2017 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 | RE | 4 | 30 September 2016 | 15 January 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 15 September 2011 | 29 September 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 10 November 2010 | 20 November 2012 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 10 November 2010 | 15 September 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 30 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2007 | 30 September 2010 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RE | 4 | 14 October 2004 | 21 March 2005 |