SFC Licences of JU Yansu Christie 居燕蘇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asset Management Limited 凱基資產管理有限公司
RE 4, 9 27 September 2021
KGI Asia Limited 凱基證券亞洲有限公司
RE 4 27 September 2021
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司
RE 4, 9 30 September 2016 15 January 2017
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 4 15 September 2011 29 September 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 10 November 2010 20 November 2012
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 4 10 November 2010 15 September 2011
Merrill Lynch (Asia Pacific) Limited
RE 4 08 April 2010 30 September 2010
Merrill Lynch (Asia Pacific) Limited
RE 1 15 June 2007 30 September 2010
CITIC Frontier China Research Limited 中信投資研究有限公司
RE 4 14 October 2004 21 March 2005