SFC Licences of BEATTIE Russell William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2020 | 09 July 2021 |
Merrill Lynch Far East Limited | RO | 2 | 13 August 2015 | 09 July 2021 |
Merrill Lynch Far East Limited | RO | 1 | 13 August 2015 | 09 July 2021 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 13 August 2015 | 19 December 2018 |
Merrill Lynch Far East Limited | RE | 2 | 19 January 2015 | 13 August 2015 |
Merrill Lynch Far East Limited | RE | 1 | 19 January 2015 | 13 August 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 January 2015 | 13 August 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 13 February 2012 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 22 November 2010 | 13 February 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 October 2010 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 08 October 2010 | 22 November 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 5 | 14 September 2007 | 30 April 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 14 September 2007 | 30 April 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 July 2007 | 30 April 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 5 | 14 May 2007 | 14 September 2007 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 14 May 2007 | 14 September 2007 |
HSBC Futures (Singapore) Pte Ltd | RO | 5 | 20 April 2007 | 10 May 2007 |
HSBC Corporate Finance (Hong Kong) Limited | RO | 2 | 28 April 2006 | 10 May 2007 |
HSBC Futures (Singapore) Pte Ltd | RO | 2 | 30 September 2005 | 10 May 2007 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 14 October 2004 | 10 May 2007 |
HSBC Securities (Asia) Limited | RE | 1 | 14 October 2004 | 14 November 2005 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 14 October 2004 | 30 September 2005 |