SFC Licences of TAM Tsz Yeung, Alan 譚梓洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 | RE | 9 | 14 August 2019 | 16 March 2020 |
Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 | RE | 4 | 14 August 2019 | 16 March 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 March 2007 | 02 June 2009 |
Merrill Lynch Far East Limited | RE | 1 | 21 March 2007 | 19 December 2007 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 17 November 2004 | 05 March 2007 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 17 November 2004 | 05 March 2007 |