SFC Licences of ALEXANDER Charles Alan Heathcote
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 6 | 28 July 2009 | 03 June 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 4 | 28 July 2009 | 03 June 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 1 | 28 July 2009 | 03 June 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 4 | 15 July 2005 | 01 February 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 6 | 21 December 2004 | 01 February 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 12 October 2004 | 15 July 2005 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 12 October 2004 | 21 December 2004 |