SFC Licences of LEE Jae Chel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 12 January 2015 16 January 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 21 September 2012 14 December 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 21 September 2012 14 December 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 21 September 2012 14 December 2012
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 04 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 05 February 2009 04 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 05 February 2009 04 June 2012
Morgan Stanley Hong Kong Futures Limited RE 7 05 February 2009 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 05 February 2009 06 December 2010
Polygon Investment Partners HK Limited RE 9 31 March 2008 30 January 2009
Morgan Stanley Hong Kong Futures Limited RE 7 13 July 2005 11 January 2008
Morgan Stanley Hong Kong Futures Limited RE 2 13 July 2005 11 January 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 13 July 2005 11 January 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 October 2004 11 January 2008