SFC Licences of CHU Wai Ping 朱惠萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 RO 1 16 January 2024
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 RO 4 14 June 2018
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 RO 9 18 January 2018
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 RE 9 20 November 2017 18 January 2018
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 30 May 2012 27 October 2017
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 30 May 2012 27 October 2017
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 20 October 2004 06 May 2005