SFC Licences of CHU Wai Ping 朱惠萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RO | 1 | 16 January 2024 | |
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RO | 4 | 14 June 2018 | |
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RO | 9 | 18 January 2018 | |
GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 9 | 20 November 2017 | 18 January 2018 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 30 May 2012 | 27 October 2017 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 30 May 2012 | 27 October 2017 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 20 October 2004 | 06 May 2005 |