SFC Licences of LEE Yuen Hei 李衒熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 04 June 2021 | 21 March 2022 |
| Arta Global Futures Limited 裕承環球期貨有限公司 | RE | 2 | 04 June 2021 | 21 March 2022 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 12 April 2017 | 30 April 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 12 April 2017 | 30 April 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 May 2015 | 20 March 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 May 2015 | 20 March 2017 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 31 May 2007 | 16 March 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 March 2006 | 09 May 2007 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 23 March 2006 | 09 May 2007 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 02 November 2004 | 06 December 2005 |