SFC Licences of MCCAUGHEY James Duncan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 07 May 2007 | 28 May 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 04 May 2005 | 08 February 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 May 2005 | 08 February 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 18 October 2004 | 07 April 2005 |