SFC Licences of SOO Ching Ling 蘇慶齡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 16 November 2006 | 20 August 2009 |
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 04 January 2006 | 06 November 2006 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 14 October 2004 | 20 November 2005 |