SFC Licences of SOO Ching Ling 蘇慶齡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 16 November 2006 20 August 2009
Mason Securities Limited 茂宸證券有限公司 RE 6 04 January 2006 06 November 2006
South China Capital Limited 南華融資有限公司 RE 6 14 October 2004 20 November 2005