SFC Licences of LAM Yin Chun 林燕真
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 08 February 2011 | 15 January 2013 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 28 May 2008 | 17 October 2008 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 28 May 2008 | 17 October 2008 |
Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 28 March 2006 | 30 March 2007 |
orientiert XYZ Securities Limited | RE | 4 | 18 August 2005 | 20 February 2006 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 20 October 2004 | 20 November 2004 |