SFC Licences of MA Guodong 馬國棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 08 August 2012 | 10 July 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 31 August 2011 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 15 February 2007 | 16 October 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 29 November 2004 | 01 October 2006 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 November 2004 | 01 October 2006 |