SFC Licences of LUO Chen 羅辰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 06 August 2010
Merrill Lynch (Asia Pacific) Limited RE 1 21 October 2004 11 September 2018
Merrill Lynch (Asia Pacific) Limited RE 4 21 October 2004 22 April 2005