SFC Licences of LUO Chen 羅辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 August 2010 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 October 2004 | 11 September 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 October 2004 | 22 April 2005 |