SFC Licences of HUANG Yan 黃燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 11 June 2012 | 31 August 2015 |
Simplex Capital Asia Limited 先策投資亞洲有限公司 | RE | 4 | 04 August 2006 | 31 December 2011 |
Funderstone Securities Limited | RE | 1 | 03 January 2005 | 01 July 2006 |
Funderstone Futures Limited | RE | 2 | 03 January 2005 | 01 July 2006 |