SFC Licences of SERIES Kerry David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Halbis Capital Management (Hong Kong) Limited | RE | 5 | 10 January 2006 | 15 September 2006 |
Halbis Capital Management (Hong Kong) Limited | RE | 1 | 10 January 2006 | 15 September 2006 |
Halbis Capital Management (Hong Kong) Limited | RE | 9 | 15 July 2005 | 15 September 2006 |
Halbis Capital Management (Hong Kong) Limited | RE | 4 | 15 July 2005 | 15 September 2006 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 27 October 2004 | 15 September 2006 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 27 October 2004 | 15 September 2006 |