SFC Licences of WONG Ho Lam 黃浩霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 09 July 2013 | 12 March 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 July 2012 | 12 March 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 17 February 2011 | 30 March 2011 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 17 February 2011 | 30 March 2011 |
UBS Securities Asia Limited | RE | 1 | 04 August 2006 | 12 May 2010 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 11 January 2005 | 18 July 2006 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 29 October 2004 | 18 July 2006 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 29 October 2004 | 18 July 2006 |