SFC Licences of BROWN Martyn Roger
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CF Global (HK) Limited | RE | 2 | 08 April 2016 | 15 November 2019 |
CF Global (HK) Limited | RE | 1 | 19 May 2014 | 15 November 2019 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 27 April 2012 | 01 May 2014 |
CF Global (HK) Limited | RE | 2 | 09 October 2007 | 22 September 2010 |
CF Global (HK) Limited | RE | 1 | 10 November 2006 | 22 September 2010 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 14 April 2005 | 29 September 2006 |
BGC Securities (Hong Kong) LLC | RE | 1 | 28 October 2004 | 14 April 2005 |