SFC Licences of CHAN Woon Yew, William 曾煥耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hillhouse Investment Management Limited 高瓴投資管理有限公司 | RE | 9 | 17 March 2023 | |
Capula Investment Management Asia Limited | RE | 9 | 16 August 2021 | 03 August 2022 |
Capula Investment Management Asia Limited | RE | 1 | 16 August 2021 | 03 August 2022 |
Merrill Lynch Far East Limited | RE | 2 | 17 August 2018 | 24 June 2021 |
Merrill Lynch Far East Limited | RE | 1 | 24 July 2018 | 24 June 2021 |
Merrill Lynch (Asia Pacific) Limited | RO | 5 | 26 April 2017 | 01 August 2018 |
Merrill Lynch Far East Limited | RO | 2 | 11 March 2014 | 17 August 2018 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 11 March 2014 | 01 August 2018 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 11 March 2014 | 01 August 2018 |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 11 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 11 March 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 April 2005 | 06 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 October 2004 | 11 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 October 2004 | 22 April 2005 |