SFC Licences of TAN Siew Shen 陳修賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lazard Asset Management (Hong Kong) Limited RO 4 05 July 2018
Lazard Asset Management (Hong Kong) Limited RO 1 05 July 2018
Lazard Asset Management (Hong Kong) Limited RE 4 07 May 2018 05 July 2018
Lazard Asset Management (Hong Kong) Limited RE 1 07 May 2018 05 July 2018
Capital International, Inc. RE 1 07 June 2017 08 April 2018
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 9 10 July 2013 22 May 2017
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 4 10 July 2013 22 May 2017
Pyramis Global Advisors (Hong Kong) Limited RO 1 27 October 2010 07 February 2013
Pyramis Global Advisors (Hong Kong) Limited RE 4 14 June 2010 07 February 2013
Pyramis Global Advisors (Hong Kong) Limited RE 1 14 June 2010 27 October 2010
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 4 15 December 2009 01 May 2010
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 1 15 December 2009 01 May 2010
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 29 November 2005 15 December 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 29 November 2005 15 December 2009
Schroder Investment Management (Hong Kong) Limited RE 4 26 October 2004 08 October 2005