SFC Licences of OH Seung Joo 吳昇宙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UBS Securities Hong Kong Limited	RE	6	30 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	6	07 February 2017	15 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	4	07 February 2017	15 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	07 February 2017	15 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	24 July 2008	07 February 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	23 June 2008	07 February 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	23 June 2008	07 February 2017
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	6	26 September 2005	15 April 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	26 September 2005	15 April 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	6	01 November 2004	17 June 2005
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	01 November 2004	17 June 2005
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	01 November 2004	17 June 2005