SFC Licences of BROOKS Philip Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 20 January 2011 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 20 January 2011 | |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 28 October 2004 | 15 July 2005 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 28 October 2004 | 15 July 2005 |