SFC Licences of CHEN Miao-Ju 陳妙如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	1	14 February 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	6	27 December 2017
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	9	16 March 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	9	14 July 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	4	14 July 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	1	14 July 2015
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	9	22 March 2013	31 March 2015
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	1	22 March 2013	31 March 2015
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	9	06 March 2008	25 May 2010
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	4	09 August 2006	25 February 2010
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	1	09 August 2006	25 February 2010
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司	RO	9	09 August 2006	09 February 2007