SFC Licences of KWOK Dik Sze, Daisy 郭迪思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AVENUE CAPITAL LIMITED | RO | 4 | 09 April 2019 | 31 August 2023 |
| AVENUE CAPITAL LIMITED | RO | 1 | 09 April 2019 | 31 August 2023 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 06 December 2010 | 31 August 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 06 December 2010 | 31 August 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 November 2004 | 16 November 2010 |