SFC Licences of YAO Cissy Qian 姚茜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 30 June 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 16 May 2007 30 June 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 16 May 2007 02 October 2017
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 28 September 2005 01 May 2007
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 30 November 2004 01 May 2007