SFC Licences of YAO Cissy Qian 姚茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 June 2020 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 May 2007 | 30 June 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 May 2007 | 02 October 2017 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 28 September 2005 | 01 May 2007 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 30 November 2004 | 01 May 2007 |