SFC Licences of BIRO Sophie Valerie Louba
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 13 July 2011 | 03 February 2012 |
AP Asset Management (HK) Limited | RE | 4 | 06 May 2011 | 30 June 2011 |
Religare Capital Markets (Hong Kong) Limited | RE | 4 | 08 October 2009 | 24 January 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 03 November 2004 | 11 December 2008 |