SFC Licences of NG Ka Wai, Alan 吳家威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 02 November 2004 | 08 July 2005 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 November 2004 | 08 July 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 November 2004 | 08 July 2005 |