SFC Licences of YUEN Man Yee, Manuel 阮文義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 06 August 2012 | |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 06 August 2012 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 02 February 2011 | 28 July 2012 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 02 February 2011 | 28 July 2012 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 27 February 2006 | 24 January 2011 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 27 February 2006 | 24 January 2011 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 04 January 2006 | 20 February 2006 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 October 2005 | 20 February 2006 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 06 November 2004 | 14 October 2005 |