SFC Licences of MALLGRAVE Matthew Francis Xavier
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 15 May 2007 | 07 January 2008 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 5 | 15 May 2007 | 07 January 2008 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 15 May 2007 | 07 January 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 January 2005 | 15 May 2007 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 07 January 2005 | 15 May 2007 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 05 November 2004 | 04 January 2005 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 05 November 2004 | 04 January 2005 |