SFC Licences of LAU Po Ki 劉保棋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 04 November 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 04 November 2022
Fulbright Futures Limited 富昌期貨有限公司 RE 2 07 September 2020 24 October 2022
Fulbright Securities Limited 富昌證券有限公司 RE 1 07 September 2020 24 October 2022
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 2 14 May 2018 30 April 2020
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 1 14 May 2018 30 April 2020
Fulbright Futures Limited 富昌期貨有限公司 RE 2 23 October 2009 01 February 2018
Fulbright Securities Limited 富昌證券有限公司 RE 1 23 October 2009 01 February 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 22 November 2005 15 August 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 24 August 2005 15 August 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 22 March 2005 15 August 2009
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 09 November 2004 21 January 2005