SFC Licences of LI Ye 勵曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 31 July 2014 | 09 September 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 07 October 2011 | 09 July 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 21 May 2007 | 21 July 2011 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 23 June 2006 | 21 April 2007 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RE | 4 | 09 November 2004 | 01 February 2006 |