SFC Licences of LAWRENCE William Theodore

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SEI Investments (Asia) Limited 美國信怡泰投資有限公司 RE 9 18 October 2011 30 June 2021
SEI Investments (Asia) Limited 美國信怡泰投資有限公司 RE 4 18 October 2011 30 June 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 November 2004 17 November 2004