SFC Licences of CHAN Ying Wai, Sophie 陳瑩蕙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 September 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 15 September 2006 | 10 September 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 September 2006 | 10 September 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 November 2004 | 04 August 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 11 November 2004 | 04 August 2006 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 11 November 2004 | 04 August 2006 |