SFC Licences of TSUI Susanne Cherie 徐海宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 September 2007 | 01 January 2009 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 29 July 2005 | 28 January 2006 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 10 November 2004 | 27 July 2005 |