SFC Licences of LAU Nam Lung, Humphrey 劉南龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | RE | 1 | 22 February 2021 | |
| Macquarie Asia Securities Limited | RE | 2 | 22 October 2010 | 30 December 2016 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 14 September 2007 | 01 January 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 14 September 2007 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 08 November 2004 | 16 June 2006 |