SFC Licences of YAO Yao 姚嶢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 4 | 06 March 2013 | 28 May 2018 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 14 December 2011 | 28 May 2018 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 14 December 2011 | 06 March 2013 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 05 November 2010 | 30 November 2011 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 05 November 2010 | 30 November 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 August 2010 | 30 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 August 2010 | 30 September 2010 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 11 November 2004 | 07 August 2010 |